Segregation of Duties Auditing
Ensure robust internal controls and prevent fraud with comprehensive segregation of duties auditing. Our expert team identifies conflicts, assesses risks, and implements effective controls to maintain operational integrity and regulatory compliance.
Schedule a ConsultationWhat is Segregation of Duties Auditing?
Segregation of Duties (SoD) auditing is a critical internal control process that ensures no single individual has control over multiple phases of a transaction or process. Our comprehensive auditing service identifies potential conflicts, assesses risks, and recommends remediation strategies to prevent fraud and errors while maintaining operational efficiency.
Key Deliverables
Conflict Identification
Comprehensive analysis to identify segregation of duties conflicts across systems and processes
Risk Assessment
Detailed risk evaluation of identified conflicts with impact and likelihood analysis
Control Matrix
Development of comprehensive control matrices for critical business processes
Compensating Controls
Design and implementation of compensating controls where segregation is not feasible
Compliance Reporting
Detailed audit reports and compliance documentation for regulatory requirements
Continuous Monitoring
Implementation of ongoing monitoring processes for sustainable SoD compliance
Auditing Process
Scope Definition
Define audit scope, critical processes, and key stakeholders for comprehensive coverage
Data Collection
Gather user access data, role definitions, and process documentation
Conflict Analysis
Automated and manual analysis to identify potential segregation conflicts
Risk Evaluation
Assess business impact and fraud risk associated with identified conflicts
Remediation Plan
Develop actionable remediation strategies and compensating control recommendations
Implementation Support
Support implementation of controls and establish ongoing monitoring processes
Why Choose Our SoD Auditing Services?
Specialized Expertise
Deep expertise in internal controls and segregation of duties across multiple industries
Advanced Analytics
Cutting-edge tools and methodologies for comprehensive conflict detection
Regulatory Compliance
Ensure compliance with SOX, PCAOB, and other regulatory frameworks
Practical Solutions
Business-focused remediation strategies that balance control and efficiency
Rapid Delivery
Efficient audit processes with quick turnaround and actionable insights
Ongoing Partnership
Continuous support and periodic reviews to maintain control effectiveness
Ready to Strengthen Your Internal Controls?
Let our experts help you identify and remediate segregation of duties conflicts to enhance your organization's control environment.
Contact Us Today